Our clients and friends are used to receiving Investment Market Reports from the Riggs’ Team. This week we thought we would mix it up a bit and give you a sense of what the Riggs’ Team has been up to the last month or so.
In early October, Chief Compliance Officer, Susan Shoemaker, along with our Regulatory Attorney, Thomas Giachetti, Esquire conducted an onsite review of our compliance policies and procedures. As a best practice, the Firm conducts a periodic …